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AMBARELLA INC — Director's Dealing 2020
Apr 3, 2020
31250_dirs_2020-04-03_928658dd-c8c5-4480-a8a2-50eca34658c0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2020-03-24-04:00
Reporting Person: GOLDMAN SACHS GROUP INC (N/A)
Reporting Person: GOLDMAN SACHS & CO. LLC (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 43900 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Call Option (right to acquire) | $75 | 2020-06-19-04:00 | Common Shares (125000) | Indirect | |
| Call Option (right to acquire) | $70 | 2020-06-19-04:00 | Common Shares (312600) | Indirect | |
| Call Option (right to acquire) | $65 | 2021-01-15-05:00 | Common Shares (3000000) | Indirect |
Footnotes
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.
F2: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.
F3: The subject call options are American-style options that are immediately exercisable.