AMBARELLA INC — Director's Dealing 2020

Apr 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2020-03-25

Reporting Person: GOLDMAN SACHS GROUP INC (10% Owner)
Reporting Person: GOLDMAN SACHS & CO. LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-25	Common Shares	S	1	$48.44	Disposed	43899	Indirect
2020-03-25	Common Shares	S	200	$46.75	Disposed	43699	Indirect
2020-03-25	Common Shares	S	200	$48.13	Disposed	43499	Indirect
2020-03-25	Common Shares	S	100	$47.02	Disposed	43399	Indirect
2020-03-25	Common Shares	S	100	$48.10	Disposed	43299	Indirect
2020-03-25	Common Shares	S	100	$47.78	Disposed	43199	Indirect
2020-03-25	Common Shares	S	100	$48.69	Disposed	43099	Indirect
2020-03-25	Common Shares	S	100	$48.08	Disposed	42999	Indirect
2020-03-25	Common Shares	S	100	$48.02	Disposed	42899	Indirect
2020-03-25	Common Shares	S	300	$47.78	Disposed	42599	Indirect
2020-03-25	Common Shares	S	100	$46.83	Disposed	42499	Indirect
2020-03-25	Common Shares	S	300	$47.95	Disposed	42199	Indirect
2020-03-25	Common Shares	S	100	$48.47	Disposed	42099	Indirect
2020-03-25	Common Shares	S	100	$47.10	Disposed	41999	Indirect
2020-03-25	Common Shares	S	100	$47.83	Disposed	41899	Indirect
2020-03-25	Common Shares	S	100	$48.60	Disposed	41799	Indirect
2020-03-25	Common Shares	S	100	$48.88	Disposed	41699	Indirect
2020-03-25	Common Shares	S	100	$47.25	Disposed	41599	Indirect
2020-03-25	Common Shares	S	100	$47.77	Disposed	41499	Indirect
2020-03-25	Common Shares	S	100	$48.71	Disposed	41399	Indirect
2020-03-25	Common Shares	S	200	$47.95	Disposed	41199	Indirect
2020-03-25	Common Shares	S	100	$48.57	Disposed	41099	Indirect
2020-03-25	Common Shares	S	100	$48.98	Disposed	40999	Indirect
2020-03-25	Common Shares	S	100	$48.54	Disposed	40899	Indirect
2020-03-25	Common Shares	S	100	$47.09	Disposed	40799	Indirect
2020-03-25	Common Shares	S	100	$47.85	Disposed	40699	Indirect
2020-03-25	Common Shares	S	100	$47.95	Disposed	40599	Indirect
2020-03-25	Common Shares	S	100	$48.44	Disposed	40499	Indirect
2020-03-25	Common Shares	S	100	$48.00	Disposed	40399	Indirect
2020-03-25	Common Shares	S	100	$47.95	Disposed	40299	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-27	Call Option (right to acquire)	$70.00	S	3126	Disposed	2020-06-20	Common Shares (312600)	Indirect
2020-03-27	Call Option (right to acquire)	$75.00	S	1006	Disposed	2020-06-20	Common Shares (100600)	Indirect
2020-03-27	Call Option (right to acquire)	$75.00	S	53	Disposed	2020-06-20	Common Shares (5300)	Indirect
2020-03-27	Call Option (right to acquire)	$75.00	S	41	Disposed	2020-06-20	Common Shares (4100)	Indirect
2020-03-27	Call Option (right to acquire)	$75.00	S	41	Disposed	2020-06-20	Common Shares (4100)	Indirect
2020-03-27	Call Option (right to acquire)	$75.00	S	32	Disposed	2020-06-20	Common Shares (3200)	Indirect
2020-03-27	Call Option (right to acquire)	$75.00	S	23	Disposed	2020-06-20	Common Shares (2300)	Indirect
2020-03-27	Call Option (right to acquire)	$75.00	S	18	Disposed	2020-06-20	Common Shares (1800)	Indirect
2020-03-27	Call Option (right to acquire)	$75.00	S	11	Disposed	2020-06-20	Common Shares (1100)	Indirect
2020-03-27	Call Option (right to acquire)	$75.00	S	7	Disposed	2020-06-20	Common Shares (700)	Indirect
2020-03-27	Call Option (right to acquire)	$75.00	S	6	Disposed	2020-06-20	Common Shares (600)	Indirect
2020-03-27	Call Option (right to acquire)	$75.00	S	6	Disposed	2020-06-20	Common Shares (600)	Indirect
2020-03-27	Call Option (right to acquire)	$75.00	S	6	Disposed	2020-06-20	Common Shares (600)	Indirect

Footnotes

F1: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

F4: Each option contract represents 100 Common Shares.

F5: Each option contract is exercisable immediately, American-style.