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AMBARELLA INC — Director's Dealing 2020
Sep 18, 2020
31250_dirs_2020-09-18_af953449-7fef-4466-81a1-102b7f7f9344.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2020-09-16
Reporting Person: Day Christopher (VP, Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-16 | Ordinary Shares | M | 2550 | — | Acquired | 11515 | Direct |
| 2020-09-16 | Ordinary Shares | S | 896 | $53.1761 | Disposed | 10619 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-16 | Restricted Stock Units | $ | M | 1211 | Disposed | 2021-06-15 | Ordinary Shares (1211) | Direct |
| 2020-09-16 | Restricted Stock Units | $ | M | 668 | Disposed | 2022-03-15 | Ordinary Shares (668) | Direct |
| 2020-09-16 | Restricted Stock Units | $ | M | 671 | Disposed | 2023-03-15 | Ordinary Shares (671) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Includes 333 shares acquired under the Company's employee stock purchase plan on September 15, 2020.
F3: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.
F4: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.
F5: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.
F6: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.