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AMBARELLA INC Director's Dealing 2020

Nov 25, 2020

31250_dirs_2020-11-24_99f7a7d9-8b00-4a21-8345-c7d0c4675be0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2020-11-20

Reporting Person: Kohn Leslie (Director, Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-20 Ordinary Shares M 900 $38.92 Acquired 935336 Direct
2020-11-20 Ordinary Shares S 900 $66.97 Disposed 934436 Direct
2020-11-23 Ordinary Shares M 1800 $38.92 Acquired 936236 Direct
2020-11-23 Ordinary Shares S 1800 $67.5031 Disposed 934436 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-20 Non-Qualified Stock Option (right to buy) $38.92 M 900 Disposed 2024-09-07 Ordinary Shares (900) Direct
2020-11-23 Non-Qualified Stock Option (right to buy) $38.92 M 1800 Disposed 2024-09-07 Ordinary Shares (1800) Direct

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F2: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $67.25 to $67.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3: Shares subject to the option vest monthly over four years commencing on September 8, 2014.