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AMBARELLA INC — Director's Dealing 2019
Mar 20, 2019
31250_dirs_2019-03-20_5043aeb6-9156-4d22-9241-8e4dd023b1dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2019-03-19
Reporting Person: Chen Yun-Lung (VP, Business Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-19 | Ordinary Shares | M | 3444 | — | Acquired | 24981 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-19 | Restricted Stock Units | $ | M | 930 | Disposed | 2019-09-15 | Ordinary Shares (930) | Direct |
| 2019-03-19 | Restricted Stock Units | $ | M | 1279 | Disposed | 2021-06-15 | Ordinary Shares (1279) | Direct |
| 2019-03-19 | Restricted Stock Units | $ | M | 353 | Disposed | 2025-10-07 | Ordinary Shares (353) | Direct |
| 2019-03-19 | Restricted Stock Units | $ | M | 882 | Disposed | 2026-03-06 | Ordinary Shares (882) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Includes 346 shares acquired under the Company's employee stock purchase plan on March 15, 2019.
F3: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.
F4: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.
F5: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2015.
F6: The restricted stock units vest at the rate of 1/14 per quarter commencing on March 15, 2016.