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AMBARELLA INC Director's Dealing 2019

Sep 6, 2019

31250_dirs_2019-09-06_275c5b02-145c-49f5-b274-9ab1e56778b5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2019-09-04

Reporting Person: Wang Feng-Ming (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-04 Ordinary Shares M 99777 $6.62 Acquired 514944 Direct
2019-09-04 Ordinary Shares S 60000 $59.1848 Disposed 454944 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-04 Non-Qualified Stock Option (right to buy) $6.62 M 99777 Disposed 2019-10-28 Ordinary Shares (99777) Direct

Footnotes

F1: Shares sold to pay exercise price and tax withholding obligations resulting from the exercise of Non-Qualified stock options expiring October 28, 2019

F2: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $58.97 to $59.48 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3: Shares subject to the option vest monthly over four years beginning on August 1, 2009.