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AMBARELLA INC Director's Dealing 2019

Sep 6, 2019

31250_dirs_2019-09-06_8100109d-4ce2-4d7b-88fa-844a54679058.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2019-09-04

Reporting Person: PAISLEY CHRISTOPHER B (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-04 Ordinary Shares M 1500 $6.0 Acquired 23433 Direct
2019-09-04 Ordinary Shares S 900 $57.9578 Disposed 22533 Direct
2019-09-04 Ordinary Shares S 600 $58.8644 Disposed 21933 Direct
2019-09-05 Ordinary Shares M 500 $6.0 Acquired 22433 Direct
2019-09-05 Ordinary Shares S 500 $60.0 Disposed 21933 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-04 Non-Qualified Stock Option (right to buy) $6.0 M 1500 Disposed 2022-10-08 Ordinary Shares (1500) Direct
2019-09-05 Non-Qualified Stock Option (right to buy) $6.0 M 500 Disposed 2022-10-08 Ordinary Shares (500) Direct

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019.

F2: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $57.47 to $58.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $58.65 to $59.35 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F4: Shares subject to the option vest monthly over four years commencing on August 20, 2012.