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AMBARELLA INC — Director's Dealing 2019
Sep 18, 2019
31250_dirs_2019-09-18_5f656e6a-9500-4a3c-82e9-a616980bce21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2019-09-17
Reporting Person: Chen Yun-Lung (VP, Business Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-17 | Ordinary Shares | M | 4153 | — | Acquired | 27550 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-17 | Restricted Stock Units | $ | M | 930 | Disposed | 2019-09-15 | Ordinary Shares (930) | Direct |
| 2019-09-17 | Restricted Stock Units | $ | M | 1278 | Disposed | 2021-06-15 | Ordinary Shares (1278) | Direct |
| 2019-09-17 | Restricted Stock Units | $ | M | 708 | Disposed | 2022-03-15 | Ordinary Shares (708) | Direct |
| 2019-09-17 | Restricted Stock Units | $ | M | 354 | Disposed | 2025-10-07 | Ordinary Shares (354) | Direct |
| 2019-09-17 | Restricted Stock Units | $ | M | 883 | Disposed | 2026-03-06 | Ordinary Shares (883) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.
F3: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.
F4: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.
F5: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2015.
F6: The restricted stock units vest at the rate of 1/14 per quarter commencing on March 15, 2016.