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AMBARELLA INC Director's Dealing 2018

Mar 20, 2018

31250_dirs_2018-03-20_7b469254-e8c7-4f26-8abd-f69e236f9114.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2018-03-16

Reporting Person: Wang Feng-Ming (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-16 Ordinary Shares M 10180 Acquired 294865 Direct
2018-03-16 Ordinary Shares S 6024 $53.07 Disposed 288841 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-16 Restricted Stock Units $ M 4930 Disposed 2019-03-15 Ordinary Shares (4930) Direct
2018-03-16 Restricted Stock Units $ M 5250 Disposed 2024-09-07 Ordinary Shares (5250) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2: Includes 269 shares acquired under the Company's employee stock purchase plan on March 15, 2018.

F3: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

F4: The RSUs vest as to 1/8 of the RSUs on June 15, 2017 and 1/8 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2019.

F5: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.