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AMBARELLA INC Director's Dealing 2018

Sep 7, 2018

31250_dirs_2018-09-06_3453542c-691e-4f51-8c39-81d9473c838c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2018-09-04

Reporting Person: PAISLEY CHRISTOPHER B (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-06 Ordinary Shares M 1000 $6.0 Acquired 17765 Direct
2018-09-06 Ordinary Shares S 1000 $40.0 Disposed 16765 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-06 Non-Qualified Stock Option (right to buy) $6.0 M 1000 Disposed 2022-10-08 Ordinary Shares (1000) Direct
2018-09-04 Restricted Stock Units $ A 5248 Acquired 2019-09-15 Ordinary Shares (5248) Direct

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 11, 2018.

F2: Shares subject to the option vest monthly over four years commencing on August 20, 2012.

F3: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.