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AMBARELLA INC — Director's Dealing 2018
Sep 7, 2018
31250_dirs_2018-09-06_3453542c-691e-4f51-8c39-81d9473c838c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2018-09-04
Reporting Person: PAISLEY CHRISTOPHER B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-06 | Ordinary Shares | M | 1000 | $6.0 | Acquired | 17765 | Direct |
| 2018-09-06 | Ordinary Shares | S | 1000 | $40.0 | Disposed | 16765 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-06 | Non-Qualified Stock Option (right to buy) | $6.0 | M | 1000 | Disposed | 2022-10-08 | Ordinary Shares (1000) | Direct |
| 2018-09-04 | Restricted Stock Units | $ | A | 5248 | Acquired | 2019-09-15 | Ordinary Shares (5248) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 11, 2018.
F2: Shares subject to the option vest monthly over four years commencing on August 20, 2012.
F3: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F4: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.
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