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AMBARELLA INC — Director's Dealing 2018
Sep 20, 2018
31250_dirs_2018-09-20_c7bda3a3-03e3-4b10-aeaa-bf78934bef35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2018-09-18
Reporting Person: Kohn Leslie (Director, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-18 | Ordinary Shares | M | 9624 | — | Acquired | 916795 | Direct |
| 2018-09-19 | Ordinary Shares | S | 6799 | $35.46 | Disposed | 909996 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-18 | Restricted Stock Units | $ | M | 2613 | Disposed | 2019-09-15 | Ordinary Shares (2613) | Direct |
| 2018-09-18 | Restricted Stock Units | $ | M | 4036 | Disposed | 2021-06-15 | Ordinary Shares (4036) | Direct |
| 2018-09-18 | Restricted Stock Units | $ | M | 2975 | Disposed | 2024-09-07 | Ordinary Shares (2975) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.
F3: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.
F4: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.
F5: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.