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AMBARELLA INC — Director's Dealing 2017
Mar 17, 2017
31250_dirs_2017-03-17_c706314a-16d8-4186-8d18-fbf93e651b1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2017-03-16
Reporting Person: Chen Yun-Lung (Vice President, Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-16 | Ordinary Shares | M | 3708 | — | Acquired | 13227 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-16 | Restricted Stock Units | $ | M | 1313 | Disposed | 2023-08-27 | Ordinary Shares (1313) | Direct |
| 2017-03-16 | Restricted Stock Units | $ | M | 1159 | Disposed | 2024-09-07 | Ordinary Shares (1159) | Direct |
| 2017-03-16 | Restricted Stock Units | $ | M | 353 | Disposed | 2025-10-07 | Ordinary Shares (353) | Direct |
| 2017-03-16 | Restricted Stock Units | $ | M | 883 | Disposed | 2026-03-06 | Ordinary Shares (883) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Includes 181 shares acquired under the Company's employee stock purchase plan on March 15, 2017.
F3: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.
F4: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.
F5: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2015.
F6: The restricted stock units vest at the rate of 1/14 per quarter beginning on March 15, 2016.