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AMBARELLA INC — Director's Dealing 2017
Jun 20, 2017
31250_dirs_2017-06-20_28d646b9-4684-46ac-a532-5df030fde999.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2017-06-16
Reporting Person: Laplante George (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-16 | Ordinary Shares | M | 7573 | — | Acquired | 100848 | Direct |
| 2017-06-16 | Ordinary Shares | S | 4836 | $48.77 | Disposed | 96012 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-16 | Restricted Stock Units | $ | M | 2104 | Disposed | 2019-09-15 | Ordinary Shares (2104) | Direct |
| 2017-06-16 | Restricted Stock Units | $ | M | 2625 | Disposed | 2023-08-27 | Ordinary Shares (2625) | Direct |
| 2017-06-16 | Restricted Stock Units | $ | M | 2844 | Disposed | 2024-09-07 | Ordinary Shares (2844) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.
F3: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.
F4: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.
F5: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.