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AMBARELLA INC — Director's Dealing 2017
Sep 20, 2017
31250_dirs_2017-09-20_766879bb-7997-48bd-964d-c558f1019782.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2017-09-18
Reporting Person: Kohn Leslie (Director, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-18 | Ordinary Shares | M | 9088 | — | Acquired | 907645 | Direct |
| 2017-09-18 | Ordinary Shares | S | 6467 | $46.5 | Disposed | 901178 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-18 | Restricted Stock Units | $ | M | 2613 | Disposed | 2019-09-15 | Ordinary Shares (2613) | Direct |
| 2017-09-18 | Restricted Stock Units | $ | M | 3500 | Disposed | 2023-08-27 | Ordinary Shares (3500) | Direct |
| 2017-09-18 | Restricted Stock Units | $ | M | 2975 | Disposed | 2024-09-07 | Ordinary Shares (2975) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.
F3: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.
F4: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.
F5: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.