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AMBARELLA INC — Director's Dealing 2016
Mar 18, 2016
31250_dirs_2016-03-18_eb8b5f80-90be-4003-ab85-ee817d301365.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2016-03-16
Reporting Person: Chen Yun-Lung (Vice President, Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-16 | Ordinary Shares | M | 4437.0 | — | Acquired | 9047 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-16 | Restricted Stock Units | $ | M | 486.0 | Disposed | 2022-08-27 | Ordinary Shares (486) | Direct |
| 2016-03-16 | Restricted Stock Units | $ | M | 1125.0 | Disposed | 2023-08-26 | Ordinary Shares (1125) | Direct |
| 2016-03-16 | Restricted Stock Units | $ | M | 1313.0 | Disposed | 2023-08-27 | Ordinary Shares (1313) | Direct |
| 2016-03-16 | Restricted Stock Units | $ | M | 1160.0 | Disposed | 2024-09-07 | Ordinary Shares (1160) | Direct |
| 2016-03-16 | Restricted Stock Units | $ | M | 353.0 | Disposed | 2025-10-07 | Ordinary Shares (353) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Includes 175 shares acquired under the Company's employee stock purchase plan on March 15, 2016.
F3: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.
F4: The RSUs vested as to 1/8 of the RSUs on June 15, 2014 and 1/8 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2016.
F5: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.
F6: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.
F7: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2015.