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AMBARELLA INC — Director's Dealing 2016
Mar 18, 2016
31250_dirs_2016-03-18_78ff903e-fece-4613-8a03-6c4b8cb0f902.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2016-03-16
Reporting Person: Laplante George (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-16 | Ordinary Shares | M | 8414.0 | — | Acquired | 89966 | Direct |
| 2016-03-16 | Ordinary Shares | S | 3540.0 | $37.12 | Disposed | 86426 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-16 | Restricted Stock Units | $ | M | 695.0 | Disposed | 2022-08-27 | Ordinary Shares (695) | Direct |
| 2016-03-16 | Restricted Stock Units | $ | M | 2250.0 | Disposed | 2023-08-26 | Ordinary Shares (2250) | Direct |
| 2016-03-16 | Restricted Stock Units | $ | M | 2625.0 | Disposed | 2023-08-27 | Ordinary Shares (2625) | Direct |
| 2016-03-16 | Restricted Stock Units | $ | M | 2844.0 | Disposed | 2024-09-07 | Ordinary Shares (2844) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock award and restricted stock units.
F3: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.
F4: The RSUs vested as to 1/8 of the RSUs on June 15, 2014 and 1/8 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2016.
F5: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.
F6: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.