AI assistant
AMBARELLA INC — Director's Dealing 2016
Sep 20, 2016
31250_dirs_2016-09-20_713c9c80-1460-44fb-a00d-331e010c478a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2016-09-16
Reporting Person: Chen Yun-Lung (Vice President, Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-16 | Ordinary Shares | M | 4197.0 | — | Acquired | 17727 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-16 | Restricted Stock Units | $ | M | 487.0 | Disposed | 2022-08-27 | Ordinary Shares (487) | Direct |
| 2016-09-16 | Restricted Stock Units | $ | M | 1313.0 | Disposed | 2023-08-27 | Ordinary Shares (1313) | Direct |
| 2016-09-16 | Restricted Stock Units | $ | M | 1160.0 | Disposed | 2024-09-07 | Ordinary Shares (1160) | Direct |
| 2016-09-16 | Restricted Stock Units | $ | M | 354.0 | Disposed | 2025-10-07 | Ordinary Shares (354) | Direct |
| 2016-09-16 | Restricted Stock Units | $ | M | 883.0 | Disposed | 2026-03-06 | Ordinary Shares (883) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Includes 291 shares acquired under the Company's employee stock purchase plan on September 15, 2016.
F3: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.
F4: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.
F5: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.
F6: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2015.
F7: The restricted stock units vest at the rate of 1/14 per quarter beginning on March 15, 2016.