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AMBARELLA INC Director's Dealing 2016

Sep 20, 2016

31250_dirs_2016-09-20_713c9c80-1460-44fb-a00d-331e010c478a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2016-09-16

Reporting Person: Chen Yun-Lung (Vice President, Sales)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-09-16 Ordinary Shares M 4197.0 Acquired 17727 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-09-16 Restricted Stock Units $ M 487.0 Disposed 2022-08-27 Ordinary Shares (487) Direct
2016-09-16 Restricted Stock Units $ M 1313.0 Disposed 2023-08-27 Ordinary Shares (1313) Direct
2016-09-16 Restricted Stock Units $ M 1160.0 Disposed 2024-09-07 Ordinary Shares (1160) Direct
2016-09-16 Restricted Stock Units $ M 354.0 Disposed 2025-10-07 Ordinary Shares (354) Direct
2016-09-16 Restricted Stock Units $ M 883.0 Disposed 2026-03-06 Ordinary Shares (883) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2: Includes 291 shares acquired under the Company's employee stock purchase plan on September 15, 2016.

F3: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.

F4: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F5: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F6: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2015.

F7: The restricted stock units vest at the rate of 1/14 per quarter beginning on March 15, 2016.