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AMBARELLA INC — Director's Dealing 2016
Sep 20, 2016
31250_dirs_2016-09-20_20ab3328-79aa-45ed-bd37-16f030cde7cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2016-09-16
Reporting Person: Day Christopher (VP, Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-16 | Ordinary Shares | M | 2613.0 | — | Acquired | 26476 | Direct |
| 2016-09-16 | Ordinary Shares | S | 1405.0 | $67.98 | Disposed | 25071 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-16 | Restricted Stock Units | $ | M | 556.0 | Disposed | 2022-08-27 | Ordinary Shares (556) | Direct |
| 2016-09-16 | Restricted Stock Units | $ | M | 1094.0 | Disposed | 2023-08-27 | Ordinary Shares (1094) | Direct |
| 2016-09-16 | Restricted Stock Units | $ | M | 963.0 | Disposed | 2024-09-07 | Ordinary Shares (963) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Includes 331 shares acquired under the Company's employee stock purchase plan on September 15, 2016.
F3: Shares sold to pay tax obligations resulting from the vesting of restricted stock award and restricted stock units.
F4: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.
F5: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.
F6: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.