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AMBARELLA INC Director's Dealing 2016

Sep 20, 2016

31250_dirs_2016-09-20_ba531b3a-f2f0-4324-a875-821d4fa61610.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2016-09-16

Reporting Person: TAN LIP BU (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-09-16 Ordinary Shares M 1153 Acquired 6695 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-09-16 Restricted Stock Units $ M 1153 Disposed Ordinary Shares (1153) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 464 Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2: Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92.

F3: Of the total of 4,611 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.