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AMBARELLA INC — Director's Dealing 2016
Sep 30, 2016
31250_dirs_2016-09-29_01b974b3-2257-4545-84f0-39bcc0021614.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2016-09-27
Reporting Person: Day Christopher (VP, Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-27 | Ordinary Shares | M | 926.0 | $8.82 | Acquired | 25997 | Direct |
| 2016-09-27 | Ordinary Shares | S | 2595.0 | $67.1784 | Disposed | 23402 | Direct |
| 2016-09-28 | Ordinary Shares | M | 2000.0 | $9.99 | Acquired | 25402 | Direct |
| 2016-09-28 | Ordinary Shares | M | 1000.0 | $38.92 | Acquired | 26402 | Direct |
| 2016-09-28 | Ordinary Shares | S | 3543.0 | $68.6411 | Disposed | 22859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-27 | Non-Qualified Stock Option (right to buy) | $8.82 | M | 926.0 | Disposed | 2021-08-29 | Ordinary Shares (926) | Direct |
| 2016-09-28 | Non-Qualified Stock Option (right to buy) | $9.99 | M | 2000.0 | Disposed | 2022-07-09 | Ordinary Shares (2000) | Direct |
| 2016-09-28 | Non-Qualified Stock Option (right to buy) | $38.92 | M | 1000.0 | Disposed | 2024-09-07 | Ordinary Shares (1000) | Direct |
Footnotes
F1: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $67.00 to $67.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F2: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $68.50 to $69.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F3: Shares subject to the option vest monthly over four years beginning on August 1, 2011.
F4: Shares subject to the option vest monthly over four years beginning on May 23, 2012.
F5: Shares subject to the option vest monthly over four years beginning on September 8, 2014.