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AMBARELLA INC — Director's Dealing 2016
Oct 3, 2016
31250_dirs_2016-10-03_6522ca1f-7dfd-4f3e-b6f9-a4100747c8a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2016-09-29
Reporting Person: Laplante George (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-29 | Ordinary Shares | M | 10000.0 | $8.82 | Acquired | 100040 | Direct |
| 2016-09-29 | Ordinary Shares | S | 10000.0 | $70.0 | Disposed | 90040 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-29 | Non-Qualified Stock Option (right to buy) | $8.82 | M | 10000.0 | Disposed | 2021-03-07 | Ordinary Shares (10000) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2016.
F2: An option to purchase 288,306 shares was granted on March 8, 2011 and was exercised in part prior to the date on which the reporting person became subject to Section 16. One-fourth of the shares subject to the option vested on March 7, 2012 and one forty-eighth of the shares vest monthly thereafter.
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