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AMBARELLA INC Director's Dealing 2016

Dec 17, 2016

31250_dirs_2016-12-16_a3fc7aab-85eb-4359-bdb8-ef3b9504e168.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2016-12-16

Reporting Person: Kohn Leslie (Director, CTO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-16 Ordinary Shares M 6475 Acquired 897712 Direct
2016-12-16 Ordinary Shares S 5083 $54.21 Disposed 892629 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-16 Restricted Stock Units $ M 3500 Disposed 2023-08-27 Ordinary Shares (3500) Direct
2016-12-16 Restricted Stock Units $ M 2975 Disposed 2024-09-07 Ordinary Shares (2975) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

F3: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F4: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.