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AMBARELLA INC — Director's Dealing 2016
Dec 17, 2016
31250_dirs_2016-12-16_6cac8358-a745-40cd-81f5-9b8c4f746356.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2016-12-16
Reporting Person: RICHARDSON DAVID JEFFREY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-16 | Ordinary Shares | M | 1143 | — | Acquired | 10545 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-16 | Restricted Stock Units | $ | M | 726 | Disposed | 2017-09-15 | Ordinary Shares (726) | Direct |
| 2016-12-16 | Restricted Stock Units | $ | M | 417 | Disposed | 2024-03-09 | Ordinary Shares (417) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.
F3: The restricted stock units vest at the rate of 1/16 per quarter beginning on March 15, 2014.
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