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AMBARELLA INC — Director's Dealing 2015
Mar 10, 2015
31250_dirs_2015-03-10_3de7b1a2-2165-48c5-8837-f1c8aa51de89.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2015-03-06
Reporting Person: Wang Feng-Ming (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-06 | Ordinary Shares | S | 10551.0 | $63.941 | Disposed | 154708 | Direct |
| 2015-03-06 | Ordinary Shares | S | 28552.0 | $64.6961 | Disposed | 126156 | Direct |
| 2015-03-06 | Ordinary Shares | S | 897.0 | $65.3236 | Disposed | 125259 | Direct |
| 2015-03-06 | Ordinary Shares | M | 6667.0 | $2.93 | Acquired | 131926 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-06 | Incentive Stock Option (right to buy) | $2.93 | M | 6667.0 | Disposed | 2018-07-09 | Ordinary Shares (6667) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 30, 2014.
F2: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $63.29 to $64.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F3: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $64.29 to $65.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F4: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $65.29 to $65.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F5: Shares subject to the option vest monthly over four years beginning on August 1, 2008.