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AMBARELLA INC — Director's Dealing 2015
Jan 9, 2015
31250_dirs_2015-01-09_89b9a2a7-2646-466b-8699-83ea68f5a783.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2015-01-07
Reporting Person: Kohn Leslie (Director, CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-07 | Ordinary Shares | M | 741.0 | $8.82 | Acquired | 828037 | Direct |
| 2015-01-07 | Ordinary Shares | M | 22817.0 | $2.93 | Acquired | 850854 | Direct |
| 2015-01-07 | Ordinary Shares | M | 14442.0 | $3.2 | Acquired | 865296 | Direct |
| 2015-01-07 | Ordinary Shares | S | 38000.0 | $58.0 | Disposed | 827296 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-07 | Incentive Stock Option (right to buy) | $2.93 | M | 22817.0 | Disposed | 2018-07-09 | Ordinary Shares (22817) | Direct |
| 2015-01-07 | Incentive Stock Option (right to buy) | $3.2 | M | 14442.0 | Disposed | 2019-07-08 | Ordinary Shares (14442) | Direct |
| 2015-01-07 | Non-Qualified Stock Option (right to buy) | $8.82 | M | 741.0 | Disposed | 2021-08-29 | Ordinary Shares (741) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2013.
F2: Shares subject to the option vest monthly over four years beginning on August 1, 2008.
F3: Shares subject to the option vest monthly over four years beginning on August 1, 2009.
F4: Shares subject to the option vest monthly over four years beginning on August 1, 2011.
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