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AMBARELLA INC — Director's Dealing 2015
Sep 16, 2015
31250_dirs_2015-09-16_9aea6c15-f28c-4ad4-9d00-89cb63f72f9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2015-09-14
Reporting Person: Chen Yun-Lung (Vice President, Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-14 | Ordinary Shares | M | 6334.0 | $9.99 | Acquired | 7828 | Direct |
| 2015-09-14 | Ordinary Shares | M | 1987.0 | $38.92 | Acquired | 9815 | Direct |
| 2015-09-14 | Ordinary Shares | S | 8321.0 | $68.8 | Disposed | 1494 | Direct |
| 2015-09-16 | Ordinary Shares | M | 4083.0 | $0.0 | Acquired | 5739 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-14 | Non-Qualified Stock Option (right to buy) | $9.99 | M | 6334.0 | Disposed | 2022-07-09 | Ordinary Shares (6334) | Direct |
| 2015-09-14 | Non-Qualified Stock Option (right to buy) | $38.92 | M | 1987.0 | Disposed | 2024-09-07 | Ordinary Shares (1987) | Direct |
| 2015-09-16 | Restricted Stock Units | $ | M | 486.0 | Disposed | 2022-08-27 | Ordinary Shares (486) | Direct |
| 2015-09-16 | Restricted Stock Units | $ | M | 1125.0 | Disposed | 2023-08-26 | Ordinary Shares (1125) | Direct |
| 2015-09-16 | Restricted Stock Units | $ | M | 1313.0 | Disposed | 2023-08-27 | Ordinary Shares (1313) | Direct |
| 2015-09-16 | Restricted Stock Units | $ | M | 1159.0 | Disposed | 2024-09-07 | Ordinary Shares (1159) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Includes 162 shares acquired under the Company's employee stock purchase plan on September 15, 2015.
F3: Shares subject to the option vest monthly over four years beginning on May 23, 2012.
F4: Shares subject to the option vest monthly over four years beginning on September 8, 2014.
F5: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.
F6: The RSUs vested as to 1/8 of the RSUs on June 15, 2014 and 1/8 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2016.
F7: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.
F8: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.