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AMBARELLA INC — Director's Dealing 2015
Dec 18, 2015
31250_dirs_2015-12-18_90d03ae4-ec82-4fcc-844f-09b60be1d11d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2015-12-16
Reporting Person: Wang Feng-Ming (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-16 | Ordinary Shares | M | 16041.0 | — | Acquired | 202500 | Direct |
| 2015-12-16 | Ordinary Shares | S | 9475.0 | $56.97 | Disposed | 193025 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-16 | Restricted Stock Units | $ | M | 1041.0 | Disposed | 2022-08-27 | Ordinary Shares (1041) | Direct |
| 2015-12-16 | Restricted Stock Units | $ | M | 4500.0 | Disposed | 2023-08-26 | Ordinary Shares (4500) | Direct |
| 2015-12-16 | Restricted Stock Units | $ | M | 5250.0 | Disposed | 2023-08-27 | Ordinary Shares (5250) | Direct |
| 2015-12-16 | Restricted Stock Units | $ | M | 5250.0 | Disposed | 2024-09-07 | Ordinary Shares (5250) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock award and restricted stock units.
F3: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.
F4: The RSUs vested as to 1/8 of the RSUs on June 15, 2014 and 1/8 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2016.
F5: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.
F6: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.