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AMBARELLA INC — Director's Dealing 2015
Jun 18, 2015
31250_dirs_2015-06-18_1e2f8cdd-8f5f-4ba1-ba08-5a3debcf43ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2015-06-16
Reporting Person: Day Christopher (VP of Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-16 | Ordinary Shares | M | 3549.0 | — | Acquired | 12673 | Direct |
| 2015-06-16 | Ordinary Shares | S | 1763.0 | $117.6043 | Disposed | 10910 | Direct |
| 2015-06-17 | Ordinary Shares | M | 1237.0 | $38.92 | Acquired | 12147 | Direct |
| 2015-06-17 | Ordinary Shares | S | 1237.0 | $122.0 | Disposed | 10910 | Direct |
| 2015-06-17 | Ordinary Shares | S | 1221.0 | $120.0 | Disposed | 9689 | Direct |
| 2015-06-18 | Ordinary Shares | S | 2084.0 | $125.0 | Disposed | 7605 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-17 | Non-Qualified Stock Option (right to buy) | $38.92 | M | 1237.0 | Disposed | 2024-09-07 | Ordinary Shares (1237) | Direct |
| 2015-06-16 | Restricted Stock Units | $ | M | 556.0 | Disposed | 2022-08-27 | Ordinary Shares (556) | Direct |
| 2015-06-16 | Restricted Stock Units | $ | M | 937.0 | Disposed | 2023-08-26 | Ordinary Shares (937) | Direct |
| 2015-06-16 | Restricted Stock Units | $ | M | 1094.0 | Disposed | 2023-08-27 | Ordinary Shares (1094) | Direct |
| 2015-06-16 | Restricted Stock Units | $ | M | 962.0 | Disposed | 2024-09-07 | Ordinary Shares (962) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.
F3: Shares subject to the option vest monthly over four years beginning on September 8, 2014.
F4: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.
F5: The RSUs vested as to 1/8 of the RSUs on June 15, 2014 and 1/8 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2016.
F6: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.
F7: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.