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AMBARELLA INC — Director's Dealing 2015
Dec 17, 2015
31250_dirs_2015-12-17_9fff65c6-9ec4-46e5-9cda-d3f6ec2e6a50.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2015-12-15
Reporting Person: PAISLEY CHRISTOPHER B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-15 | Ordinary Shares | M | 1000.0 | $6.0 | Acquired | 6556 | Direct |
| 2015-12-15 | Ordinary Shares | S | 500.0 | $56.452 | Disposed | 6056 | Direct |
| 2015-12-15 | Ordinary Shares | S | 500.0 | $57.3228 | Disposed | 5556 | Direct |
| 2015-12-16 | Ordinary Shares | M | 1152.0 | — | Acquired | 6708 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-15 | Non-Qualified Stock Option (right to buy) | $6.0 | M | 1000.0 | Disposed | 2022-10-08 | Ordinary Shares (1000) | Direct |
| 2015-12-16 | Restricted Stock Units | $ | M | 1152.0 | Disposed | 2016-09-15 | Ordinary Shares (1152) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2015.
F2: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $56.13 to $56.81 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F3: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $57.15 to $57.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F4: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F5: Shares subject to the option vest monthly over four years beginning on August 20, 2012.
F6: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.