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AMBARELLA INC — Director's Dealing 2014
Nov 12, 2014
31250_dirs_2014-11-12_c783d326-666f-448f-9eae-4aa0d3be8ff5.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2013-12-13
Reporting Person: TAN LIP BU (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-13 | Ordinary Shares | J | 29810 | $0.00 | Disposed | 753188 | Indirect |
| 2013-12-13 | Ordinary Shares | J | 22506 | $0.00 | Acquired | 25524 | Indirect |
| 2013-12-17 | Ordinary Shares | S | 25524 | $24.8855 | Disposed | 0 | Indirect |
Footnotes
F1: Represents a pro-rata, in-kind distribution by Pacven Walden Ventures V, L.P. and affiliated funds, without consideration, to their partners or shareholders as applicable.
F2: The amount of the distribution previously reported did not include shares distributed to Pacven Walden Management Co., Ltd.
F3: Such shares are held by Pacven Walden Ventures V, L.P. and affiliated funds. Mr. Tan disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
F4: Such shares are held by Pacven Walden Management Co., Ltd., of which Mr. Tan is the sole shareholder and director.
F5: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $24.82 to $24.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.