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AMBARELLA INC — Director's Dealing 2014
Mar 20, 2014
31250_dirs_2014-03-20_73ab863d-430c-4898-9850-8b46297c0504.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2014-03-18
Reporting Person: Wang Feng-Ming (CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-18 | Ordinary Shares | M | 1041 | — | Acquired | 341511 | Direct |
| 2014-03-18 | Ordinary Shares | S | 2437 | $28 | Disposed | 339900 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-18 | Restricted Stock Units | $ | M | 1041 | Disposed | 2022-08-27 | Ordinary Shares (1041) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 39833 | Indirect |
| Ordinary Shares | 42000 | Indirect |
Footnotes
F1: Each RSU represents a contingent right to receive one share of the Issuer's Ordinary Shares.
F2: Includes 826 shares acquired under the Company's employee stock purchase plan on March 17, 2014.
F3: Shares held by Acorn Hall Irreversible Trust for the benefit of the reporting person's child. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
F4: Shares held by Tutu's Irrevocable Trust for the benefit of the reporting person's child. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
F5: The RSUs vest as to one-fourth of the RSUs each three months following September 15, 2012.