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AMBARELLA INC — Director's Dealing 2014
Mar 17, 2014
31250_dirs_2014-03-17_08fe41b0-a384-4094-83e8-0a791c5b73f1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2014-03-05
Reporting Person: Chen Yen-Lung (Vice President of Sales)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $3.20 | 2019-07-09 | Ordinary Shares (2037) | Direct | |
| Stock Option (right to buy) | $8.82 | 2020-11-03 | Ordinary Shares (5555) | Direct | |
| Stock Option (right to buy) | $8.82 | 2021-08-30 | Ordinary Shares (5927) | Direct | |
| Stock Option (right to buy) | $8.82 | 2021-08-30 | Ordinary Shares (2362) | Direct | |
| Stock Option (right to buy) | $9.99 | 2022-07-10 | Ordinary Shares (11575) | Direct | |
| Restricted Stock Unit | $0.00 | Ordinary Shares (9000) | Direct | ||
| Restricted Stock Unit | $0.00 | Ordinary Shares (5834) | Direct | ||
| Restricted Stock Unit | $0.00 | Ordinary Shares (19688) | Direct |
Footnotes
F1: Of the total grant amount of 8,888 shares, such shares subject to the option vest monthly over four years beginning on August 1, 2009.
F2: Shares subject to the option vest monthly over four years beginning on August 1, 2010.
F3: Of the total grant amount of 17,777 shares, such shares subject to the option vest monthly over four years beginning on August 1, 2011.
F4: Of the total grant amount of 6,666 shares, such shares subject to the option vest monthly over four years beginning on August 1, 2011.
F5: Of the total grant amount of 22,222 shares, such shares subject to the option vest monthly over four years beginning on April 1, 2012.
F6: On August 27, 2013 the reporting person was granted RSUs convertible into between 0-9,000 Ordinary Shares based on Issuer's determination of the satisfaction of certain performance goals for the fiscal year ended January 31, 2014, which RSUs would then become eligible for time-based vesting. The performance criteria achieved resulted in the grant of RSUs for 9,000 Ordinary Shares to the reporting person.
F7: Each restricted stock unit represents a contingent right to receive one Ordinary Share. Of the total of 7,778 shares, the RSUs vest at the rate of 1/16 each three months following September 15, 2012.
F8: Each restricted stock unit represents a contingent right to receive one Ordinary Share. Of the total of 21,000 shares, the RSUs vest at the rate of 1/16 each three months following September 15, 2013.