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AMBARELLA INC — Director's Dealing 2014
Dec 18, 2014
31250_dirs_2014-12-18_1165d281-0754-43b7-ace1-07fb9cfb86cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2014-12-16
Reporting Person: Chen Yen-Lung (VP of Business Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-16 | Ordinary Shares | M | 4083.0 | — | Acquired | 12860 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-16 | Restricted Stock Units | $ | M | 487.0 | Disposed | 2022-08-27 | Ordinary Shares (487) | Direct |
| 2014-12-16 | Restricted Stock Units | $ | M | 1125.0 | Disposed | 2023-08-26 | Ordinary Shares (1125) | Direct |
| 2014-12-16 | Restricted Stock Units | $ | M | 1312.0 | Disposed | 2023-08-27 | Ordinary Shares (1312) | Direct |
| 2014-12-16 | Restricted Stock Units | $ | M | 1159.0 | Disposed | 2024-09-07 | Ordinary Shares (1159) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.
F3: The RSUs vested as to 1/8 of the RSUs on June 15, 2014 and 1/8 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2016.
F4: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.
F5: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.