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AMBARELLA INC — Director's Dealing 2014
Sep 12, 2014
31250_dirs_2014-09-12_857af86f-b3b7-461f-b20b-dfd951887f26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2014-09-10
Reporting Person: TAN LIP BU (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-10 | Ordinary Shares | J | 14905 | $0.00 | Disposed | 25524 | Indirect |
| 2014-09-10 | Ordinary Shares | J | 997 | $0.00 | Acquired | 4464 | Indirect |
| 2014-09-10 | Ordinary Shares | J | 347 | $0.00 | Acquired | 347 | Indirect |
| 2014-09-10 | Ordinary Shares | J | 357 | $0.00 | Acquired | 357 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2778 | Direct |
Footnotes
F1: Represents a pro-rata, in-kind distribution by Pacven Walden Ventures V, L.P. and affiliated funds, without consideration, to their partners or shareholders as applicable.
F2: Such shares are held by Pacven Walden Management Co., Ltd., of which Mr. Tan is the sole shareholder and director.
F3: Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92.
F4: Such shares are held by WIIG Pool, Inc., of which Mr. Tan is a director and shareholder. Mr. Tan disclaims beneficial ownership of the shares held by WIIG Pool, Inc. except to the extent of any pecuniary interest therein.
F5: Such shares are held by Reserve Holdings LLC, of which Mr. Tan is a director and shareholder. Mr. Tan disclaims beneficial ownership of the shares held by Reserve Holdings LLC except to the extent of any pecuniary interest therein.