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AMBARELLA INC Director's Dealing 2014

Dec 18, 2014

31250_dirs_2014-12-18_242e6872-c706-495c-bdf1-fc52d87d0606.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2014-12-16

Reporting Person: Kohn Leslie (Director, CTO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-16 Ordinary Shares M 10239.0 Acquired 832713 Direct
2014-12-16 Ordinary Shares S 5417.0 $46.15 Disposed 827296 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-12-16 Restricted Stock Units $ M 764.0 Disposed 2022-08-27 Ordinary Shares (764) Direct
2014-12-16 Restricted Stock Units $ M 3000.0 Disposed 2023-08-26 Ordinary Shares (3000) Direct
2014-12-16 Restricted Stock Units $ M 3500.0 Disposed 2023-08-27 Ordinary Shares (3500) Direct
2014-12-16 Restricted Stock Units $ M 2975.0 Disposed 2024-09-07 Ordinary Shares (2975) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

F3: 42,000 RSUs previously included in this Column as ordinary shares, are now being reported in Table II, as RSUs.

F4: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.

F5: The RSUs vested as to 1/8 of the RSUs on June 15, 2014 and 1/8 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2016.

F6: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F7: 42,000 RSUs previously included in Column 5 of Table I, as ordinary shares, are now being reported in this column, as RSUs.

F8: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.