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AMBARELLA INC — Director's Dealing 2014
Mar 19, 2014
31250_dirs_2014-03-19_2f4379ac-ed09-4766-87c5-218e136130ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2014-03-17
Reporting Person: TAN LIP BU (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-17 | Ordinary Shares | M | 694 | — | Acquired | 2083 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-17 | Restricted Stock Units | $ | M | 694 | Disposed | Ordinary Shares (694) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 775694 | Indirect |
| Ordinary Shares | 3348 | Indirect |
| Ordinary Shares | 3018 | Indirect |
Footnotes
F1: Each RSU represents a contingent right to receive one share of the Issuer's Ordinary Shares.
F2: Such shares are held by Pacven Walden Ventures V, L.P. and affiliated funds. Mr. Tan disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
F3: Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92.
F4: Such shares are held by Pacven Walden Management Co., Ltd., of which Mr. Tan is the sole shareholder and director.
F5: Of the total 2,778 shares, the RSUs vest as to one-fourth of the RSUs each three months following June 15, 2013.