AI assistant
AMBARELLA INC — Director's Dealing 2013
Jun 27, 2013
31250_dirs_2013-06-27_90eb5a52-d267-4400-9c0f-2bab40c1b13a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2013-06-25
Reporting Person: TAN LIP BU (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-24 | Ordinary Shares | J | 737499 | $00 | Disposed | 2275244 | Indirect |
| 2013-06-24 | Ordinary Shares | J | 119 | — | Acquired | 119 | Indirect |
| 2013-06-25 | Ordinary Shares | J | 14905 | — | Disposed | 2260339 | Indirect |
| 2013-06-25 | Ordinary Shares | J | 11253 | — | Acquired | 11253 | Indirect |
| 2013-06-25 | Ordinary Shares | J | 997 | — | Acquired | 1116 | Indirect |
| 2013-06-25 | Ordinary Shares | J | 357 | — | Acquired | 357 | Indirect |
| 2013-06-25 | Ordinary Shares | J | 347 | — | Acquired | 347 | Indirect |
Footnotes
F1: Such shares are held by Pacven Walden Ventures V, L.P. and affiliated funds. Mr. Tan disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
F2: Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92.
F3: Represents a pro-rata, in-kind distribution by Pacven Walden Ventures V, L.P. and affiliated funds, without consideration, to their partners or shareholders as applicable.
F4: Represents a pro-rata, in-kind distribution by Pacven Walden Management V Co., Ltd., without consideration, to its shareholders.
F5: Such shares are held by Reserve Holdings LLC, of which Mr. Tan is a director and shareholder. Mr. Tan disclaims beneficial ownership of the shares held by Reserve Holdings LLC except to the extent of any pecuniary interest therein.
F6: Such shares are held by WIIG Pool, Inc., of which Mr. Tan is a director and shareholder. Mr. Tan disclaims beneficial ownership of the shares held by WIIG Pool, Inc. except to the extent of any pecuniary interest therein.
F7: The previous number of shares reported in the reporting person's original Form 4 mistakenly included the shares acquired and disposed of in the distribution that occurred on June 25, 2013 with those of the distributions that occurred on June 24, 2013.
F8: Such shares are held by Pacven Walden Management Co., Ltd., of which Mr. Tan is the sole shareholder and director.