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AMBARELLA INC — Director's Dealing 2013
Sep 18, 2013
31250_dirs_2013-09-18_dfdd17c1-f5e5-45a6-ba53-aa93c4c100a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2013-09-16
Reporting Person: Day Christopher (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-16 | Ordinary Shares | M | 556 | — | Acquired | 19518 | Direct |
| 2013-09-16 | Ordinary Shares | S | 212 | $17.80 | Disposed | 23309 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-16 | Restricted Stock Units | $ | M | 556 | Disposed | Ordinary Shares (556) | Direct |
Footnotes
F1: The RSUs convert into the Issuer's Ordinary Shares on a one-for-one basis.
F2: Includes 4,003 shares acquired under the Company's employee stock purchase plan on September 16, 2013.
F3: Of the total grant of 8,889 RSUs, the RSUs vest as to 1/16 of the RSUs each three months following 9/15/12; provided however, that the RSUs shall not vest at all until either the expiration of the lock-up period applicable in connection with the Company's S-1 Registration Statement or upon a change of control transaction, at which time the original vesting schedule shall apply.