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AMBARELLA INC — Director's Dealing 2013
Dec 19, 2013
31250_dirs_2013-12-19_e32cb118-978a-454c-bff3-a1fbdf069bb6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2013-12-17
Reporting Person: Wang Feng-Ming (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-17 | Ordinary Shares | M | 1042 | — | Acquired | 574875 | Direct |
| 2013-12-17 | Ordinary Shares | S | 2405 | $24.43 | Disposed | 572470 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-17 | Restricted Stock Units | $ | M | 1042 | Disposed | Ordinary Shares (1042) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 77333 | Indirect |
| Ordinary Shares | 120000 | Indirect |
Footnotes
F1: The RSUs convert into the Issuer's Ordinary Shares on a one-for-one basis.
F2: Shares held by Acorn Hall Irreversible Trust for the benefit of the reporting person's child. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
F3: Shares held by Tutu's Irrevocable Trust for the benefit of the reporting person's child. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
F4: Of the total grant of 16,667 RSUs, the RSUs vest as to 1/16 of the RSUs each three months following 9/15/12; provided however, that the RSUs shall not vest at all until either the expiration of the lock-up period applicable in connection with the Company's S-1 Registration Statement or upon a change of control transaction, at which time the original vesting schedule shall apply.