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AMBARELLA INC — Director's Dealing 2013
Sep 13, 2013
31250_dirs_2013-09-13_e30a595f-745d-436b-9cf1-c71143b8ef32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2013-09-12
Reporting Person: Laplante George (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-12 | Ordinary Shares | M | 200 | $8.82 | Acquired | 55140 | Direct |
| 2013-09-12 | Ordinary Shares | S | 200 | $18.00 | Disposed | 54940 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-12 | Stock Option(right to buy) | $8.82 | M | 200 | Disposed | 2021-03-08 | Ordinary Shares (200) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on June 19, 2013.
F2: An option to purchase 299, 643 shares was granted on March 8, 2011 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. One-fourth of the shares subject to the option vested on March 7, 2012 and one forty-eighth of the shares vest monthly thereafter. This option may be exercised prior to vesting subject to the Company's right to repurchase any shares that fail to vest as of termination of service.