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AMBARELLA INC — Director's Dealing 2013
Sep 18, 2013
31250_dirs_2013-09-18_8118b02f-63e0-4ee7-b6b5-ed43fb1ceb94.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2013-09-16
Reporting Person: VERHALEN ANDREW W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-16 | Ordinary Shares | M | 694 | — | Acquired | 40245 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-16 | Restricted Stock Units | $ | M | 694 | Disposed | Ordinary Shares (694) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1938363 | Indirect |
| Ordinary Shares | 1460 | Indirect |
| Ordinary Shares | 1460 | Indirect |
| Ordinary Shares | 5839 | Indirect |
Footnotes
F1: Each RSU represents a contingent right to receive one share of the Issuer's Ordinary Shares.
F2: Includes 1,938,363 shares held by Matrix Partners VII, L.P. Mr. Verhalen is a managing member of Matrix VII Management Co., L.L.C., which is the general partner of Matrix Partners VII, L.P. Mr. Verhalen disclaims beneficial ownership of the Matrix VII, L.P. shares except to the extent of any pecuniary interest therein.
F3: Of the total 2,778 Ordinary shares, the RSUs vest as to one-fourth of the RSUs each three months following June 15, 2013.