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AMBARELLA INC — Director's Dealing 2013
Oct 4, 2013
31250_dirs_2013-10-04_ccb75706-bbb3-4e0c-8b6f-0193d34a2951.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2013-10-02
Reporting Person: TAN LIP BU (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-02 | Ordinary Shares | J | 738280 | — | Disposed | 1521278 | Indirect |
| 2013-10-02 | Ordinary Shares | J | 119 | — | Acquired | 1235 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 3018 | Indirect |
| Ordinary Shares | 694 | Direct |
Footnotes
F1: Such shares are held by Pacven Walden Ventures V, L.P. and affiliated funds. Mr. Tan disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
F2: Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92.
F3: Represents a pro-rata, in-kind distribution by Pacven Walden Ventures V, L.P. and affiliated funds, without consideration, to their partners or shareholders as applicable.
F4: Represents a pro-rata, in-kind distribution by Pacven Walden Ventures V, L.P without consideration.
F5: Such shares are held by Pacven Walden Management Co., Ltd., of which Mr. Tan is the sole shareholder and director.