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AMBARELLA INC — Director's Dealing 2013
Oct 3, 2013
31250_dirs_2013-10-03_a7c14c66-acda-4663-991b-2fb2e461e15c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2013-10-01
Reporting Person: Day Christopher (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-01 | Ordinary Shares | M | 10000 | $8.64 | Acquired | 33309 | Direct |
| 2013-10-01 | Ordinary Shares | S | 10000 | $20.4951 | Disposed | 23309 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-01 | Stock Option (right to buy) | $8.64 | M | 10000 | Disposed | 2020-04-13 | Ordinary Shares (10000) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on June 15, 2013.
F2: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $20.45 to $20.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: Of the total grant of 100,000 shares, 25% vests on the one year anniversary of the date of grant, April 13, 2010, and the remaining shares vest in equal monthly installments over 36 months.