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AMBARELLA INC — Director's Dealing 2012
Oct 9, 2012
31250_dirs_2012-10-09_2553f6ef-a813-4675-a16c-cc24cf6c32d0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2012-10-09
Reporting Person: Pacven Walden Management V Co. Ltd. (10% Owner)
Reporting Person: PACVEN WALDEN VENTURES V LP (10% Owner)
Reporting Person: Pacven Walden Ventures Parallel V-A C.V. (10% Owner)
Reporting Person: Pacven Walden Ventures Parallel V-B C.V. (10% Owner)
Reporting Person: PACVEN WALDEN VENTURES V ASSOCIATES FUND LP (10% Owner)
Reporting Person: PACVEN WALDEN VENTURES V QP ASSOCIATES FUND LP (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preference Shares | $ | Ordinary Shares (1560060) | Indirect | ||
| Series A Convertible Preference Shares | $ | Ordinary Shares (5413) | Indirect | ||
| Series A Convertible Preference Shares | $ | Ordinary Shares (35895) | Indirect | ||
| Series A Convertible Preference Shares | $ | Ordinary Shares (35895) | Indirect | ||
| Series A Convertible Preference Shares | $ | Ordinary Shares (29402) | Indirect | ||
| Series B Convertible Preference Shares | $ | Ordinary Shares (653291) | Indirect | ||
| Series B Convertible Preference Shares | $ | Ordinary Shares (2266) | Indirect | ||
| Series B Convertible Preference Shares | $ | Ordinary Shares (15031) | Indirect | ||
| Series B Convertible Preference Shares | $ | Ordinary Shares (15031) | Indirect | ||
| Series B Convertible Preference Shares | $ | Ordinary Shares (12312) | Indirect | ||
| Series C Convertible Preference Shares | $ | Ordinary Shares (606690) | Indirect | ||
| Series C Convertible Preference Shares | $ | Ordinary Shares (2105) | Indirect | ||
| Series C Convertible Preference Shares | $ | Ordinary Shares (13959) | Indirect | ||
| Series C Convertible Preference Shares | $ | Ordinary Shares (13959) | Indirect | ||
| Series C Convertible Preference Shares | $ | Ordinary Shares (11434) | Indirect |
Footnotes
F1: The Series A Convertible Preference Shares shall automatically convert into Ordinary Shares on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and has no expiration date.
F2: The Series B Convertible Preference Shares shall automatically convert into Ordinary Shares on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and has no expiration date.
F3: The Series C Convertible Preference Shares shall automatically convert into Ordinary Shares on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and has no expiration date.
F4: Pacven Walden Management V Co. Ltd. ("Pacven V Mgmnt"), the Designated Filer, is the general partner of Pacven Walden Ventures V, L.P. ("Pacven Ventures V"), Pacven Walden Ventures Parallel V-A, C.V. ("Pacven V Parallel A"), Pacven Walden Ventures Parallel Fund V-B, C.V. ("Pacven V Parallel B"), Pacven Walden Ventures V Associates Fund, L.P. ("Pacven V A") and Pacven Walden Ventures V-QP Associates Fund, L.P. ("Pacven V-QP"). Lip-Bu Tan is the sole director of Pacven V Mgmnt and shares voting and investment power with respect to the shares held by Pacven Ventures V, Pacven V Parallel A, Pacven V Parallel B, Pacven V A and Pacven V-QP with the other members of the Investment Committee of Pacven V Mgmnt. The members of such Investment Committee are Lip-Bu Tan, Andrew Kau, Hock Voon Loo and Brian Chiang. Each member disclaims beneficial ownership of the shares except the extent of his or her pecuniary interest.