Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AMBARELLA INC Director's Dealing 2012

Oct 16, 2012

31250_dirs_2012-10-16_e7ed7cc1-f7e3-4727-bed2-421e1e461bdd.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2012-10-15

Reporting Person: TAN LIP BU (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-10-15 Ordinary Shares C 3012743 Acquired 3012743 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-10-15 Series A Convertible Preference Shares $ C 1666665 Disposed Ordinary Shares (1666665) Indirect
2012-10-15 Series B Convertible Preference Shares $ C 697931 Disposed Ordinary Shares (697931) Indirect
2012-10-15 Series C Convertible Preference Shares $ C 648147 Disposed Ordinary Shares (648147) Indirect

Footnotes

F1: The Series A Convertible Preference Shares converted into Ordinary Shares on a 1-to-1 basis and had no expiration date.

F2: The Series B Convertible Preference Shares converted into Ordinary Shares on a 1-to-1 basis and had no expiration date.

F3: The Series C Convertible Preference Shares converted into Ordinary Shares on a 1-to-1 basis and had no expiration date.

F4: Such shares are held by Pacven Walden Ventures V, L.P. and affiliated funds. Mr. Tan disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.