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AMBARELLA INC — Director's Dealing 2012
Oct 16, 2012
31250_dirs_2012-10-16_e7ed7cc1-f7e3-4727-bed2-421e1e461bdd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2012-10-15
Reporting Person: TAN LIP BU (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-15 | Ordinary Shares | C | 3012743 | — | Acquired | 3012743 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-15 | Series A Convertible Preference Shares | $ | C | 1666665 | Disposed | Ordinary Shares (1666665) | Indirect | |
| 2012-10-15 | Series B Convertible Preference Shares | $ | C | 697931 | Disposed | Ordinary Shares (697931) | Indirect | |
| 2012-10-15 | Series C Convertible Preference Shares | $ | C | 648147 | Disposed | Ordinary Shares (648147) | Indirect |
Footnotes
F1: The Series A Convertible Preference Shares converted into Ordinary Shares on a 1-to-1 basis and had no expiration date.
F2: The Series B Convertible Preference Shares converted into Ordinary Shares on a 1-to-1 basis and had no expiration date.
F3: The Series C Convertible Preference Shares converted into Ordinary Shares on a 1-to-1 basis and had no expiration date.
F4: Such shares are held by Pacven Walden Ventures V, L.P. and affiliated funds. Mr. Tan disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.