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AMBARELLA INC — Director's Dealing 2012
Oct 9, 2012
31250_dirs_2012-10-09_d3b1b386-434b-4a40-9933-0e36d61559c4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2012-10-09
Reporting Person: Day Christopher (See Remarks)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $8.64 | 2020-04-13 | Ordinary Shares (100000) | Direct | |
| Stock Option (right to buy) | $8.82 | 2020-11-03 | Ordinary Shares (8888) | Direct | |
| Stock Option (right to buy) | $8.82 | 2021-08-30 | Odinary Shares (22222) | Direct | |
| Stock Option (right to buy) | $9.99 | 2022-07-10 | Ordinary Shares (17777) | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (8889) | Direct |
Footnotes
F1: 25% of the Shares subject to the option vest on March 29, 2011 and 1/48 of the shares vest monthly thereafter.
F2: Shares subject to the option vest monthly over four years beginning on August 1, 2010.
F3: Shares subject to the option vest monthly over four years beginning on August 1, 2011.
F4: Shares subject to the option vest monthly over four years beginning on May 23, 2012.
F5: Each RSU represents a contingent right to receive one share of the Issuer's Ordinary Shares.
F6: The RSUs vest as to 1/16 of the RSUs each three months following 9/15/12; provided however, that the RSUs shall not vest at all until either the expiration of the lock-up period applicable in connection with the Company's S-1 Registration Statement or upon a change of control transaction, at which time the original vesting schedule shall apply.