AI assistant
AMBARELLA INC — Director's Dealing 2012
Oct 9, 2012
31250_dirs_2012-10-09_89d10bab-d538-4393-9889-f703dabbf0cd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2012-10-09
Reporting Person: TAN LIP BU (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $8.82 | 2020-11-03 | Ordinary Shares (22222) | Direct | |
| Series A Convertible Preference Shares | $ | Ordinary Shares (1666665) | Indirect | ||
| Series B Convertible Preference Shares | $ | Ordinary Shares (697931) | Indirect | ||
| Series C Convertible Preference Shares | $ | Ordinary Shares (648147) | Indirect |
Footnotes
F1: Shares subject to the option vest monthly over four years beginning on August 1, 2010.
F2: The Series A Convertible Preference Shares shall automatically convert into Ordinary Shares on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and has no expiration date.
F3: The Series B Convertible Preference Shares shall automatically convert into Ordinary Shares on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and has no expiration date.
F4: The Series C Convertible Preference Shares shall automatically convert into Ordinary Shares on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and has no expiration date.
F5: Such shares are held by Pacven Walden Ventures V, L.P. and affiliated funds. Mr. Tan disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.