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AMBARELLA INC — Director's Dealing 2012
Oct 9, 2012
31250_dirs_2012-10-09_a89a033c-f144-4e1e-be21-7409590622cf.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2012-10-09
Reporting Person: Kohn Leslie (Director, Chief Technology Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1408888 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.93 | 2018-07-10 | Ordinary Shares (88888) | Direct | |
| Stock Option (right to buy) | $3.2 | 2019-07-09 | Ordinary Shares (66666) | Direct | |
| Stock Option (right to buy) | $8.82 | 2020-11-03 | Odinary Shares (48888) | Direct | |
| Stock Option (right to buy) | $8.82 | 2021-08-30 | Ordinary Shares (35555) | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (12223) | Direct |
Footnotes
F1: Shares subject to the option vest monthly over four years beginning on August 1, 2008.
F2: Shares subject to the option vest monthly over four years beginning on August 1, 2009.
F3: Shares subject to the option vest monthly over four years beginning on August 1, 2010.
F4: Shares subject to the option vest monthly over four years beginning on August 1, 2011.
F5: Each RSU represents a contingent right to receive one share of the Issuer's Ordinary Shares.
F6: The RSUs vest as to 1/16 of the RSUs each three months following 9/15/12; provided however, that the RSUs shall not vest at all until either the expiration of the lock-up period applicable in connection with the Company's S-1 Registration Statement or upon a change of control transaction, at which time the original vesting schedule shall apply.