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AMAZON COM INC — Director's Dealing 2023
Nov 24, 2023
29737_dirs_2023-11-24_4cd4d034-5ed2-45fe-891a-cfc938bd4e12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2023-11-21
Reporting Person: Herrington Douglas J (CEO Worldwide Amazon Stores)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-21 | Common Stock, par value $.01 per share | M | 11300 | — | Acquired | 535411 | Direct |
| 2023-11-21 | Common Stock, par value $.01 per share | M | 4900 | — | Acquired | 540311 | Direct |
| 2023-11-21 | Common Stock, par value $.01 per share | M | 7500 | — | Acquired | 547811 | Direct |
| 2023-11-21 | Common Stock, par value $.01 per share | S | 8480 | $143.0751 | Disposed | 539331 | Direct |
| 2023-11-21 | Common Stock, par value $.01 per share | S | 1000 | $143.742 | Disposed | 538331 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-21 | Restricted Stock Unit Award | $0 | M | 11300 | Disposed | 2024-02-21 | Common Stock, par value $.01 per share (11300) | Direct |
| 2023-11-21 | Restricted Stock Unit Award | $0 | M | 4900 | Disposed | 2026-02-21 | Common Stock, par value $.01 per share (4900) | Direct |
| 2023-11-21 | Restricted Stock Unit Award | $0 | M | 7500 | Disposed | 2027-02-21 | Common Stock, par value $.01 per share (7500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 6562.536 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $143.52 and the lowest price at which shares were sold was $142.53.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $143.76 and the lowest price at which shares were sold was $143.58.
F4: Converts into Common Stock on a one-for-one basis.
F5: This award vests based upon the following vesting schedule: 14,640 shares on each of May 21, 2022 and August 21, 2022; 14,660 shares on each of November 21, 2022 and February 21, 2023; 11,280 shares on May 21, 2023; and 11,300 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024.
F6: This award vests based upon the following vesting schedule: 3,980 shares on each of May 21, 2022, August 21, 2022, November 21, 2022, and February 21, 2023; 4,900 shares on each of May 21, 2023, August 21, 2023, and November 21, 2023; 4,920 shares on February 21, 2024; 12,640 shares on May 21, 2024; 12,660 shares on each of August 21, 2024, November 21, 2024, and February 21, 2025; and 9,760 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026.
F7: This award vests based upon the following vesting schedule: 7,500 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, February 21, 2024, May 21, 2026, August 21, 2026, November 21, 2026, and February 21, 2027.