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AMAZON COM INC — Director's Dealing 2023
May 17, 2023
29737_dirs_2023-05-17_d0c0cd2d-4754-417c-ae28-4cee39ee09ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2023-05-15
Reporting Person: Herrington Douglas J (CEO Worldwide Amazon Stores)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-15 | Common Stock, par value $.01 per share | M | 9659 | — | Acquired | 561957 | Direct |
| 2023-05-15 | Common Stock, par value $.01 per share | S | 1900 | $109.8426 | Disposed | 560057 | Direct |
| 2023-05-15 | Common Stock, par value $.01 per share | S | 1564 | $110.7036 | Disposed | 558493 | Direct |
| 2023-05-15 | Common Stock, par value $.01 per share | S | 400 | $111.77 | Disposed | 558093 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-15 | Restricted Stock Unit Award | $0 | M | 9659 | Disposed | 2028-02-15 | Common Stock, par value $.01 per share (9659) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 6551.664 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $110.28 and the lowest price at which shares were sold was $109.31.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $111.23 and the lowest price at which shares were sold was $110.33.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $112.07 and the lowest price at which shares were sold was $111.46.
F5: Converts into Common Stock on a one-for-one basis.
F6: This award vests based upon the following vesting schedule: 39,466 shares on each of November 15, 2022 and February 15, 2023; 9,659 shares on each of May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024; 13,753 shares on each of May 15, 2024, August 15, 2024, and November 15, 2024; 13,752 shares on February 15, 2025; 11,960 shares on May 15, 2025; 11,959 shares on each of August 15, 2025, November 15, 2025, and February 15, 2026; 9,353 shares on May 15, 2026; 9,352 shares on each of August 15, 2026, November 15, 2026, and February 15, 2027; 7,218 shares on each of May 15, 2027, August 15, 2027, and November 15, 2027; and 7,217 shares on February 15, 2028.